Facilitator: ETF Investor Track

Rick Capozzi is an internationally acclaimed speaker, consultant, and author of The Growth Mindset. With a distinguished 40-year career as a senior leader at UBS, Wells Fargo, Merrill Lynch—where he served as Managing Director and Global Head of Business Development—and Morgan Stanley—where he was Managing Director, Member of the Operating Committee, and National Sales Manager. Rick has received national recognition for his substantial performance in delivering business results. 

As an entrepreneur, Rick has delivered over 1,700 presentations to more than 45,000 financial professionals across North America, Europe, Asia, Australia, and the Middle East, sharing his expertise and insights worldwide.

What truly sets Rick apart is his remarkable ability to inspire and empower financial professionals to embrace a growth mindset, fostering both personal and professional success.